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Kevin Meadows, Formerly of IBN Financial Services, Named in Customer Dispute Alleging Unsuitable Recommendations

Jeffrey Sonn
Sep 15, 2020
Posted in Broker / Advisor Investigations

The dispute also accuses Meadows of excessive trading, breach of fiduciary duty, and failure to repay a loan. The Sonn Law Group is investigating allegations[...]

Broker Investigation: Anthony Diaz

Jeffrey Sonn
May 30, 2018
Posted in Investment Loss Investigations

Anthony Diaz (CRD#: 4131948) is a previously registered securities broker who has a long history of alleged misconduct and FINRA disclosures. Mr. Diaz has previously[...]

Investigation: Brian Exford, formerly of State Farm VP Management Corp.

Jeffrey Sonn
Jul 13, 2015
Posted in Investment Loss Investigations

Sonn Law Group is investigating claims regarding Brian Scott Exford (CRD #4547460, Watertown, New York). Exford recently submitted a Letter of Acceptance, Waiver and Consent[...]