James Daughtry

James Daughtry, Formerly of Kestra Investment Services, Sued for Alleged Fraud and Theft

Jeffrey Sonn
Jul 23, 2020
Posted in Broker / Advisor Investigations

Daughtry was barred by FINRA in March 2020 after refusing to provide testimony regarding an investigation. The Sonn Law Group is investigating allegations that James[...]

James Daughtry, Formerly of Kestra Investment Services, Barred by FINRA for Refusing to Appear for Testimony

Jeffrey Sonn
Jun 03, 2020
Posted in Broker / Advisor Investigations

Daughtry was being investigated based on allegations of fraudulent and unauthorized transactions in customers’ accounts. The Sonn Law Group is investigating allegations that James Daughtry[...]