Jeffrey Daniel Basford

Jeffrey Daniel Basford, Formerly of David Lerner Associates, Barred by FINRA Following Refusal to Appear for Testimony

Jeffrey Sonn
Sep 23, 2022
Posted in Broker / Advisor Investigations

INVESTORS: Former David Lerner Associates broker Jeffrey Daniel Basford was barred by FINRA after he declined to appear for on-the-record testimony in connection with FINRA’s[...]

Jeffrey Daniel Basford, Broker with David Lerner Associates, Facing Pending Customer Disputes Alleging Unsuitability and Misrepresentation

Jeffrey Sonn
Jan 20, 2022
Posted in Broker / Advisor Investigations

INVESTORS: David Lerner Associates broker Jeffrey Daniel Basford is facing two pending customer disputes alleging unsuitability and misrepresentations and omissions. Jeffrey Daniel Basford (CRD: 5077566)[...]