INVESTORS: Stifel, Nicolaus & Company broker Joel Paul Kichline was fined $5,000 by FINRA following allegations that he exercised discretion on 1,519 occasions in five[...]
INVESTORS: Stifel, Nicolaus & Company broker Joel Paul Kichline was fined $5,000 by FINRA following allegations that he exercised discretion on 1,519 occasions in five[...]