John Anthony Sommo » News for Investors

John Anthony Sommo, Formerly of UBS Financial Services, Barred by FINRA Following Refusal to Respond to FINRA Requests for Information

Jeffrey Sonn
Nov 09, 2022
Posted in Broker / Advisor Investigations

INVESTORS: Former UBS Financial Services broker John Anthony Sommo was barred after he failed to respond to FINRA requests for information. John Anthony Sommo (CRD:[...]