John Henry Swon » News for Investors

John Henry Swon, Formerly of Royal Alliance Associates, Barred by FINRA Following Refusal to Produce Information

Jeffrey Sonn
Jul 19, 2021
Posted in Broker / Advisor Investigations

FINRA launched an investigation into Swon after allegations that he misappropriated client funds. John Henry Swon (CRD#: 5591686) was registered as a broker with Royal[...]