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Joseph Patrick Roop, Formerly of Dempsey Lord Smith, Named in Customer Dispute Alleging Improper Recommendations and Suitability Issues

Jeffrey Sonn
Aug 31, 2022
Posted in Broker / Advisor Investigations

INVESTORS: Former Dempsey Lord Smith broker Joseph Patrick Roop is facing a customer dispute alleging improper recommendations and suitability issues. Joseph Patrick Roop (CRD#: 2774470)[...]