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Eric Silvestre, Formerly of JP Morgan, Resigned While Under Internal Investigation

Jeffrey Sonn
Jan 15, 2020
Posted in Broker / Advisor Investigations

Silvestre allegedly exercised discretion in non-discretionary investment accounts, among other misconduct. The Sonn Law Group is investigating allegations that Eric Silvestre committed misconduct. If you[...]

Trevor Rahn, Formerly of JP Morgan, Facing Allegations of Unauthorized Trading

Jeffrey Sonn
Nov 05, 2019
Posted in Broker / Advisor Investigations

Trevor Rahn was terminated by JP Morgan in 2018 following two settled customer disputes. The Sonn Law Group is investigating allegations that Trevor Rahn committed[...]

Broker Alert: Bradley Curtis Williams Barred for Alleged Check Kiting

Jeffrey Sonn
Feb 28, 2019
Posted in Investment Loss Investigations

FINRA has barred a former JP Morgan financial advisor, Bradley Curtis Williams, after an alleged check-kiting scheme. According to his BrokerCheck record, the bar follows[...]