Lina Maria Garcia

UCB Financial Advisors Fined $5.7M by SEC Over Cherry-Picking Charges

Jeffrey Sonn
Dec 19, 2022
Posted in Investment Loss Investigations

Clients of UCB Financial Advisors and its principals Lina Maria Garcia and Ramiro Jose Sugranes may have grounds for damages. In November 2021 Sonn Law[...]

SEC Charges Lina Maria Garcia of Miami-based UCB Financial Advisers with Running Cherry Picking Scheme

Jeffrey Sonn
Nov 20, 2021
Posted in Investment Loss Investigations

Last Updated: November 20, 2021 INVESTORS: The SEC has alleged that president and chief compliance officer of Miami-based UCB, Lina Maria Garcia, has defrauded clients[...]