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Richard Evan Baer, Broker with Lion Street Financial, Facing Multiple Customer Disputes Seeking Over $1.75M Collectively

Jeffrey Sonn
Jun 14, 2021
Posted in Broker / Advisor Investigations

Baer is accused of making material misrepresentations and committing elder abuse. Richard Evan Baer (“Rich Baer”) (CRD: 848798) is registered as a broker and investment[...]

Brent Charles Bunger, Broker with Lion Street Financial, Named in Pending Customer Dispute Seeking $850K

Jeffrey Sonn
Jun 14, 2021
Posted in Broker / Advisor Investigations

The claimant alleges that Bunger recommended unsuitable investments and engaged in elder abuse. Brent Charles Bunger (CRD: 1488149) is registered as a broker and investment[...]

Chad Mackland, Formerly of Lion Street Financial, Barred by FINRA Following Refusal to Provide Information

Jeffrey Sonn
Mar 30, 2021
Posted in Broker / Advisor Investigations

FINRA was investigating Mackland regarding criminal felony charges filed against him. Chad Mackland (CRD#:4933804) was registered as a broker with Lion Street Financial from 2018[...]