• Adam Lunceford, Financial Advisor at LPL Financial, Named in Customer Dispute Seeking $250,000
  • Yvonne Silguero, Financial Advisor for LPL Financial, Involved in $500,000 Customer Dispute
  • Michael Olinde, Formerly of LPL Financial, Suspended by FINRA for Allegedly Engaging in Outside Business Activity
  • David Volpe, Formerly of First Financial Equity Corporation and LPL Financial, Barred by FINRA for Alleged Unauthorized Securities Sales
  • Jeffrey Vasiloff, Formerly of LPL Financial, Suspended by FINRA for Alleged Unauthorized Trading
  • Christopher Neil Watkins, Formerly of LPL Financial, Terminated for Allegedly Sharing Advisory Fees with Unregistered Party