• Eric Savell, Former LPL Financial Broker, Suspended Five Months for Unauthorized Private Securities Transaction
  • James Booth, Former LPL Advisor, Barred From FINRA For Misappropriation
  • James Booth, former LPL Financial Broker, Charged by SEC with Operating Ponzi Scheme
  • Jason Nelson of LPL Financial Barred from FINRA
  • FINRA Bars Former LPL Financial Broker Philip Nalesnik for Outside Business Activity
  • Brokerage Firm Review: LPL Financial LLC