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Matthew Gates, Broker with VCS Venture Securities, Facing Customer Dispute Alleging Unsuitable Investment Recommendations and Excessive Trading

Jeffrey Sonn
Oct 22, 2022
Posted in Broker / Advisor Investigations

INVESTORS: VCS Venture Securities broker Matthew Gates is facing a pending customer dispute alleging unsuitable investment recommendations and excessive trading. Matthew Gates (CRD: 4727945) is[...]

Matthew Gates, Broker with Primary Capital, LLC, Named in Customer Dispute Alleging Unsuitable Investment Recommendations

Jeffrey Sonn
Sep 20, 2021
Posted in Broker / Advisor Investigations

Gates was discharged from his previous firm, Joseph Gunnar & Co., in January 2020. Matthew Gates (CRD#: 4727945) is registered as a broker with Primary[...]