• Marosa Linan Abrego, Formerly of Merrill Lynch, Barred by FINRA for Failure to Appear for Testimony
  • Harvest Volatility Management Collateral is Facing Allegations Involving Fraudulent Sales of Collateral Yield Enhancement Strategy Investments
  • High-Risk Collateral Yield Enhancement Strategies Have Cost Investors Millions
  • Marcus Boggs Formerly of Merrill Lynch Charged With Fraud for Stealing More Than $1.7 Million From Clients
  • FINRA Broker Izhar Shefer Facing Numerous Allegations of Unsuitable Investment Recommendations
  • Advisor Alert: Elizabeth Marie Garcia Barred Over Faked Childcare Expense Reports