• Thomas Murphy, Formerly of Merrill Lynch, Suspended by FINRA Following Allegations of Signing Outside Subscription Agreements Without Authorization
  • Merrill Lynch Ordered to Pay Former MLB Outfielder $2 Million by FINRA
  • Roberto Fernandez, Broker for Merrill Lynch, Accused of Unsuitable Investment Recommendations
  • Gordon Harper, Broker for Merrill Lynch, Sued for CYES Losses
  • Former Client of Merrill Lynch Wins FINRA Award Over $300,000
  • Hannah Peterson Weber, Broker for Merrill Lynch, Named in $1 Million Customer Dispute