Michael Richard Rosalia » News for Investors

Michael Richard Rosalia, Formerly of SW Financial, Named in Customer Dispute Alleging Unsuitable Recommendations, Churning, and Other Misconduct

Jeffrey Sonn
Dec 08, 2022
Posted in Broker / Advisor Investigations

INVESTORS: Former SW Financial broker Michael Richard Rosalia was named in a customer dispute alleging churning, excessive commissions, unauthorized trading, unsuitability, negligence, breach of contract,[...]