FINRA alleged that Dishner engaged in discretionary trading in a customer’s account without authorization. The Sonn Law Group is investigating allegations that Albert Dishner made[...]
Morgan Stanley
Sonn and Erez announces that it has won a federal court order confirming an arbitration award upholding $3 million in sanctions against Morgan Stanley for[...]
Martin was barred after failing to respond to two requests for information and documents by FINRA. The Sonn Law Group is investigating allegations that Ashley[...]
The SEC entered a final consent judgment against Hafen, who was charged in September 2019 with misappropriation of clients’ funds. The Sonn Law Group is[...]
Bosh alleged fraud, breach of contract, and failure to supervise, among other violations. The Sonn Law Group is investigating allegations that Jeffrey Wiseman committed misconduct.[...]
Hafen allegedly defrauded clients out of more than $1.6 million. The Sonn Law Group is investigating allegations that Elias Hafen committed fraud. If you or[...]
The award related to the sale of Puerto Rico bonds. The Sonn Law Group is investigating allegations that Merrill Lynch committed misconduct. If you or[...]
George is facing a customer dispute seeking $150,000 for his alleged unsuitable recommendations. The Sonn Law Group is investigating allegations that Richard George made unsuitable[...]
Willing allegedly made unapproved personal investments in 2015 and 2016. The Sonn Law Group is investigating allegations that James Willing made unapproved personal investments. If[...]
Borsellino was also fined $5,000 and ordered to return lost funds to former customers. The Sonn Law Group is investigating allegations that John Borsellino committed[...]