John Halsey Buck III (CRD#: 34383) is a previously registered broker and financial advisor. Brokercheck indicates that Mr. Buck has 53 years of experience in[...]
Morgan Stanley
From 2011 to 2017, John-Aaron Lenhert (CRD#: 5989046) was employed as a broker and investment advisor at Morgan Stanley in Laguna Niguel, California. In January[...]
Kevin P. Smith (CRD#: 1363302) is a former broker and registered investment advisor (RIA). From 2009 to 2016, Mr. Smith was employed as a broker[...]
Lloyd Thomas Layton (CRD#: 1618414) is a registered broker and investment advisor. Since 2015, Mr. Layton has been employed at Wells Fargo Clearing Services in[...]
Randall Robert Hayes (CRD#: 2224997) was formerly registered with FINRA as a broker and an investment advisor. From 2009 to 2016, Mr. Hayes was employed[...]
Terry Lee McCoy (CRD#: 1476696) is a previously registered broker and investment advisor. From 2009 to 2016, Mr. McCoy was employed at Morgan Stanley in[...]
Justin Travis Mair (CRD#: 5143515) is a previously registered broker and financial advisor. From 2012 to 2016, Mr. Mair was employed at Morgan Stanley based[...]
Cornelius Peterson (CRD#: 5769919) is a previously registered securities broker. From 2011 to 2017, Mr. Peterson was employed as a representative at Morgan Stanley based[...]
On March 5th, 2018, a customer filed a complaint against Peter Lewis, alleging that he caused an investor to sustain major losses due to excessive[...]
The Sonn Law Group has substantial experience representing investors who have suffered losses because of stockbroker fraud and other forms of misconduct. Call us today[...]