NEXT Financial has already paid $4.3 million in restitution as a result of the sales violations. NEXT Financial is a Houston-based firm that employs 540[...]
Next Financial Group
Brian Rando, Formerly of Next Financial Group, Barred by FINRA After Refusing to Provide Information
Rando was being investigated by FINRA for possible engagement in an undisclosed outside business activity. Brian Rando (CRD#: 2558458) was registered as a broker with[...]
Kulch was named in a civil action brought by the Massachusetts Securities Division. The Sonn Law Group is investigating allegations that Charles Kulch over-concentrated clients’[...]
Doraine was being investigated by FINRA for unsuitable recommendations. The Sonn Law Group is investigating allegations that Charles Doraine made unsuitable investment recommendations. If you[...]
Next Financial Group (CRD#: 46214) is a registered brokerage firm based in Houston, Texas. Next Financial Group employs more than 900 securities representatives. Currently, the[...]
This article was originally published by Financial-Planning.com A former advisor pleaded guilty to a fraud scheme that cost clients $6 million but bought him a[...]
The Sonn Law Group is investigating claims related to former broker and investment advisor Douglas Simanski (FINRA CRD#: 2606998), formerly of Next Financial Group and[...]