Last Updated: December 3, 2021 INVESTORS: FINRA has barred Jeffrey Dampf from the securities industry after he refused to provide testimony and documents in connection[...]
PFS Investments Inc.
Harkless allegedly used a customer’s funds for his own personal expenses. The Sonn Law Group is investigating allegations that Albert Harkless III converted client funds.[...]
Robert Genito, Formerly of PFS Investments, Barred by FINRA Following Refusal to Provide Information
Robert Genito was under investigation by FINRA following allegations that he participated in an outside business activity without the approval of his firm. The Sonn[...]
Information for Current and Former Clients of PFS Investments PFS Investments Inc. (CRD#: 10111/SEC#: 801-72263,8-26486) is a brokerage firm and investment advisory firm. Based in[...]
Derrick Trussell (CRD# 5197550) is a formerly registered securities broker. From 2006 to 2017, Mr. Trussell was employed at PFS Investments Inc. at a branch[...]