Purshe Kaplan Sterling Investments

Purshe Kaplan Sterling Investments Complaints: Information for Investors

Jeffrey Sonn
May 14, 2021
Posted in Investment Loss Investigations

Purshe Kaplan Sterling Investments (CRD#: 35747) is based in Albany, New York, and is licensed to operate in all 50 U.S. states and in the[...]

Brendan Shaw, Formerly of Purshe Kaplan Sterling Investments, Facing Three Pending Customer Disputes Alleging Unsuitable Investments and Excessive Trading

Jeffrey Sonn
Oct 27, 2020
Posted in Broker / Advisor Investigations

Shaw was also barred by the State of Washington Securities Division in April 2019. The Sonn Law Group is investigating allegations that Brendan Shaw made[...]