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Rani Soto, Formerly of Prudential Investment Management, Named in FINRA Complaint Alleging Failure to Disclose Outside Business Activities

Jeffrey Sonn
Sep 03, 2020
Posted in Broker / Advisor Investigations

The complaint alleged that Soto withheld the information because he feared termination. The Sonn Law Group is investigating allegations that Rani Soto engaged in undisclosed[...]