Raymond James Financial Services Inc

Vonna Kay Husby, Formerly of Raymond James Financial Services, Barred by FINRA Over Failure to Cooperate with Investigation

Jeffrey Sonn
Nov 05, 2020
Posted in Broker / Advisor Investigations

FINRA was investigating allegations that Husby served as a power of attorney and co-owned a bank account with an elderly customer. The Sonn Law Group[...]

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Joseph Woitkoski, Formerly of Raymond James Financial Services, Suspended by FINRA Following Allegations of Exercising Discretion in Clients’ Accounts

Jeffrey Sonn
Sep 01, 2020
Posted in Broker / Advisor Investigations

Woitkoski is accused of exercising discretion without written authorization from clients or his member firm. The Sonn Law Group is investigating allegations that Joseph Woitkoski[...]

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Mark Boucher, Formerly of Raymond James Financial Services, Charged by SEC with Fraud

Jeffrey Sonn
Aug 31, 2020
Posted in Broker / Advisor Investigations

Boucher is accused of stealing over $2M from retail investors. The Sonn Law Group is investigating allegations that Mark Boucher committed fraud. If you or[...]

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Broker Investigation: George Puliafico

Jeffrey Sonn
Dec 07, 2018
Posted in Investment Loss Investigations

George Puliafico (CRD#: 1158596) has been a broker registered with Raymond James Financial Services, Inc, in Walpole, MA since 1999. Puliafico’s CRD shows a pending[...]

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