The customer alleged that Wurdemann misrepresented the nature of three mutual fund investments. Brian Wurdemann (CRD#: 4206425) is registered as a broker and investment adviser[...]
RBC Capital Markets
The customer accused Phillips of failure to diversify an account and unsuitable investments. Christopher Lawrence Phillips (CRD#: 4761544) is registered as a broker and investment[...]
Chu currently has two pending customer disputes. The Sonn Law Group is investigating allegations that Joseph Chu made unsuitable investment recommendations. If you or a[...]
Former customers alleged that they incurred unnecessary sales charges because of Levine’s recommendations. The Sonn Law Group is investigating allegations that Frederick Levine made unsuitable[...]
Godin was recently named in a customer dispute that was settled for $50,000. The Sonn Law Group is investigating allegations that Stuart Godin committed misconduct.[...]