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Richard Foster
Richard Charles Foster (CRD# 4557045) is a broker who was most recently employed by Cetera Investment Services before voluntarily resigning in April of 2014. In January 2018 Richard Foster was suspended by FINRA for 6 months after allegations that he made an unsuitable recommendation that a customer liquidate an IRA and give Foster the proceeds to trade in an outside brokerage account utilizing a risky and costly options trading strategy. Is it against FINRA’s suitability rules for brokers to make this kind of recommendations to investors.
If you’ve ever invested money with Richard Foster, or his previous employer Cetera Financial Services, and suffered substantial investment losses, contact the Sonn Law Group today for a free review of your case.