Scott Michael Rosenberg

Scott Michael Rosenberg, Broker with UBS Financial Services, Named in Multiple Customer Disputes Alleging Recommendations of Unsuitable Investments and Misrepresentation

Jeffrey Sonn
Mar 19, 2023
Posted in Broker / Advisor Investigations

INVESTORS: UBS Financial Services broker Scott Michael Rosenberg was named in multiple customer disputes alleging unsuitability and misrepresentation with respect to investment recommendations. Scott Michael[...]

Scott Michael Rosenberg, Broker with UBS Financial Services, Named in Multiple Customer Disputes Alleging Recommendations of Unsuitable Investments and Misrepresentation

Jeffrey Sonn
Jul 21, 2022
Posted in Broker / Advisor Investigations