• Western Asset’s $100M SEC Settlement Shows Why “Cherry-Picking” Is More Than a Trading Technicality
• Former Western International Securities Broker Jeffrey Higgins Pleads Guilty to $1.6 Million Investment Fraud Scheme
• Investor Alert: John Sterling Myers and Sterling Capital Investments Charged by SEC and DOJ in Alleged $3.6 Million Ponzi Scheme
• SEC Settlement Places Western Asset Management and Former CIO Ken Leech Under Renewed Scrutiny Over Alleged $600 Million Cherry-Picking Scheme
• Daniel Becraft Investor Investigation: Morgan Stanley Broker Faces $2 Million Complaint Over Unsuitable Options Trading Strategy
• Michael Kupferman Investor Investigation: Landolt Securities Broker Faces $800,000 Customer Complaint Over GWG L Bond Losses

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