Jason LeBlanc, Formerly of Girard Securities, Barred by FINRA Following Allegations that he Failed to Disclose Several Outside Business Activities
Christopher Kozak, Formerly of Cetera Advisors, Suspended by FINRA for Failure to Disclose an Outside Business Activity
Jason Mosher, Advisor for Kalos Capital, Allegedly Recommended GPB Capital Private Placements to Investors
Kalos Capital Sued Over Allegations that Broker Hunter McFarlin Sold Private Placements in GPB Capital
Fidelity’s National Financial Services Gives GPB Investors 90 Days to Move Private Placements to Another Firm
James F. Anderson Formerly of Ameritas Investment Barred for Selling Away
