• Broker Joseph Kelly Sanctioned Over Alleged Excessive Trading and $2.4 Million in Customer Disputes
  • Former Spartan Capital & Aegis Broker Michael Venturino Barred by FINRA Over Churning Allegations
  • FINRA Alleges Widespread Churning at Spartan Capital Securities: What Investors Should Know
  • Spartan Capital Securities Contests “Restricted Firm” Label Amid Massive Excessive Trading Allegations
  • Market Watch: FINRA and DOJ Updates Highlight Structured Notes, Churning, Private Placements, and Ponzi Scheme Risks
  • What Are the Complaints & Regulatory Actions Against Spartan Capital Securities?