• Diana Leon BrokerCheck Report: Osaic Wealth Structured Note Customer Disputes
• William Chan BrokerCheck Report: Pending Customer Dispute Involving Citigroup and Structured Notes
• Market Watch: FINRA and DOJ Updates Highlight Structured Notes, Churning, Private Placements, and Ponzi Scheme Risks
• Stifel Ordered To Pay $14.3 Million Over Miami Broker’s Structured Note Strategy
• Investment Losses on Autocallable Securities, Callable Yield, and Other Structured Notes