Summit Brokerage Services » News for Investors

John Stuart Crain, Formerly of Summit Brokerage Services, Suspended by FINRA Following Allegations That He Altered Documents

Jeffrey Sonn
Mar 18, 2020
Posted in Broker / Advisor Investigations

Crain consented to a three-month suspension and a $5,000 fine imposed by FINRA. The Sonn Law Group is investigating allegations that John Stuart Crain altered[...]

Broker Investigation: Richard S. Hughes

Jeffrey Sonn
Sep 13, 2018
Posted in Investment Loss Investigations

Richard S. Hughes (CRD#: 1537720) was registered as a broker for more than 30 years. Most recently, Mr. Hughes worked at Summit Brokerage Services in[...]