• Matthew Nekuza, Formerly of TD Ameritrade, Barred by FINRA Over Allegations of Conversion of Firm Funds and Providing False Testimony
• UBS ETRACS ETN Value Drops to Near Zero
• Investigation: Put Option Strategy Implemented by Sheaff Brock Investment Advisors, in TD Ameritrade Customer Accounts
• Investigation: TD Ameritrade Brokers RUSHI PATEL & RALPH WOOD for SVXY Trading Losses
• UBS, TD Ameritrade Warn Investors on Risks of Bond Investments