Terry Tzagarakis

Terry Tzagarakis, Formerly of Spartan Capital Securities, Suspended by FINRA Following Allegations of Excessive Trading

Jeffrey Sonn
Nov 04, 2022
Posted in Broker / Advisor Investigations

INVESTORS: Former Spartan Capital Securities broker Terry Tzagarakis was barred by FINRA following allegations he excessively traded in customer accounts. Terry Tzagarakis (CRD: 2796055) was[...]

Terry Tzagarakis, Formerly of Spartan Capital Securities, Suspended by FINRA Following Failure to Disclose Outstanding Federal Liens

Jeffrey Sonn
Dec 21, 2021
Posted in Broker / Advisor Investigations

INVESTORS: Former Spartan Capital Securities broker Terry Tzagarakis was suspended for three months by FINRA following the failure to timely amend his Form U4 to[...]