According to FINRA’s “Brokercheck”, Robert J. Donavan (from the Boston and Florida areas) had five customer complaints against him, which include allegations of unsuitable investments[...]
UBS
UBS Financial Services Inc. is a Swiss financial services company, co-headquartered in Zürich and Basel. UBS core products and services include investment banking, investment management, wealth management, private banking, corporate banking, private equity, finance and insurance, consumer banking, mortgages, and credit cards. Like many financial services firms, UBS has been the subject of a significant number of lawsuits because of violations which caused significant losses for its investors. Browse the articles below to see the specific cases involving UBS.
The customers are seeking $750K in damages based on unsuitability and misrepresentation. The Sonn Law Group is investigating allegations that Robert Perlman recommended unsuitable investments.[...]
You are not alone. Investment loss claims over UBS “Yield Enhancement Strategy (YES)” have poured in as market volatility has produced losses that could total[...]
The award related to the sale of Puerto Rico bonds. The Sonn Law Group is investigating allegations that Merrill Lynch committed misconduct. If you or[...]
FINRA arbitration has recently been filed against Harper for Collateral Enhancement Strategy (CYES) Losses The Sonn Law Group is investigating allegations that Gordon Harper recommended[...]
David Jose Lugo is the subject of numerous customer complaints, many of which are still pending. The Sonn Law Group is investigating allegations that David Jose[...]
Two Investors Allege that Sonia Attkiss Made Unsuitable Investment Recommendations and Failed to Adequately Disclose Risks Our investment fraud attorneys are investigating claims involving UBS Financial[...]
We are Investigating UBS Financial Services Advisor Gerard Costello’s Association With the UBS YES Strategy Our investment fraud lawyers are investigating claims related to UBS Financial[...]
Investors Allege that Scott Rosenberg Made Material Misrepresentations and Unsuitable Investment Recommendations The Sonn Law Group is investigating UBS Financial Services advisor Scott Michael Rosenburg[...]
Investors Allege that Matthew Buchsbaum Failed to Disclose Material Risks and Made Unsuitable Investment Recommendations Our securities fraud lawyers are investigating claims involving financial Matthew[...]