Recently, two former UBS Financial Services brokers, Alex Herrera (CRD#: 3204779) and John Maccoll (CRD#: 839441), have been barred by FINRA. Mr. Herrera, who worked[...]
UBS
Donna Tucker (CRD#: 4696985) is a formerly registered securities broker. Most recently, Ms. Tucker was employed as an investment advisor at UBS Financial Services (2007-2013),[...]
Sonn Law Group is Investigating UBS Financial Advisor John Robert Morris (CRD# 1903657), Warrentown, New Jersey. Sonn Law Group is investigating a complaint by customers[...]
The Sonn Law Group has substantial experience representing investors who have suffered losses because of stockbroker fraud and other forms of misconduct. Call us today[...]
The securities fraud attorneys at the Sonn Law Group are investigating claims that financial advisors and brokers at firms like LPL Financial, UBS, and Merryl[...]
The Sonn Law Group has substantial experience representing investors who have suffered losses as a result of their broker engaging in private securities transactions. Call[...]
The Sonn Law Group is investigating allegations involving former UBS and Merrill Lynch broker Lorenzo C. Esteva (Broker CRD Number: 2170595). Esteva was recently fired[...]
Sources Say He Was Terminated From Employment At Morgan Stanley In July 2017 If you have lost money with Angel Aquino-Velez or UBS, Merrill Lynch[...]
This article was originally published by Law360.com. Law360, New York (May 9, 2017, 5:07 PM EDT) — UBS Financial Services Inc. on Monday responded to[...]
The Sonn Law Group is investigating claims related to Ronald Broadstone (FINRA CRD Number: 1043159). Ronald Broadstone was barred by FINRA from working in the[...]