• James Lukezic Faces FINRA Disciplinary Action Over Alleged $1.1 Million in Unauthorized Mutual Fund Transactions
• Former Spartan Capital & Aegis Broker Michael Venturino Barred by FINRA Over Churning Allegations
• Michael Joseph Russo FINRA Complaint: Unsuitability and Unauthorized Trading Allegations
• Michael Venturino FINRA Complaint: Unauthorized Trading and Excessive Trading Allegations
• Worden Capital Management and FINRA Arbitration: What Investors Should Know
• Broker Curtis Wayne Smith Suspended for Impersonating a Customer

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