David Manor (CRD#: 6033220) is a previously registered broker and investment advisor. From August of 2016 to February of 2018, Mr. Manor served as a[...]
Wells Fargo Advisors
Nancy Kimball Mellon (CRD#: 1253484) is a formerly registered broker and investment advisor. Mellon worked with Wells Fargo Advisors from 2012-2017. She was fired by[...]
As of November 15, 2018, broker Terrence Puricelli was barred by Financial Industry Regulatory Authority (FINRA), as reported on his Brokercheck profile. This sanction was[...]
John Schmidt (CRD#: 708094) is a former broker and investment advisor. From 2006 to 2017, Mr. Schmidt was employed at Wells Fargo Advisors Financial Network[...]
Richard S. Hughes (CRD#: 1537720) was registered as a broker for more than 30 years. Most recently, Mr. Hughes worked at Summit Brokerage Services in[...]
Edward O. Daniel (CRD#: 808225) was a registered broker and investment advisor from 1975 to 2016. Most recently, Mr. Daniel was employed with Wells Fargo[...]
John Schmidt (CRD#: 708094) is a previously registered broker and investment advisor. From 2006 to 2017, Mr. Schmidt was employed at Wells Fargo Advisors Financial[...]
On July 19th, a FINRA arbitration panel in Portland, Oregon awarded Sammy Kaye Duncan and his partner Sylvia Duncan $8.7 million in compensation (Case Number:[...]
John Anthony Vedovino (CRD#: 6113995) is a former FINRA broker and registered investment advisor. From May of 2014 to December of 2015, Mr. Vedovino was[...]
Dallas York (CRD#: 6449560) is a previously registered securities broker and investment advisor. From 2015 to 2017, Mr. York was employed as a representative at[...]