• Daniel Pimental, Broker with Wells Fargo, Named in Customer Dispute Alleging Unsuitable Investment Recommendations
  • Leonard Kinsman, Formerly of Wells Fargo, Barred by FINRA for Refusing to Appear for Testimony
  • Bryan Benson, Formerly of Wells Fargo, Barred by FINRA After Refusing to Provide Information
  • Elias Hafen, Formerly of Wells Fargo and Morgan Stanley, Sentenced to 30 Months in Prison for Fraud
  • Wells Fargo Advisor David Manor Accused of Unapproved Outside Business Activity
  • Broker Investigation: Nancy Kimball Mellon