• Valerie Ceballos, Formerly of Wells Fargo, Barred by FINRA After Refusing to Appear for Testimony
  • Herbert Weith IV, Formerly of Wells Fargo, Facing Customer Dispute Seeking $260K in Damages
  • Angelo Kafkes, Broker with Wells Fargo, Facing $100K Customer Dispute Alleging Unsuitable Recommendations
  • Tony Esses, Broker with Wells Fargo, Facing Customer Dispute Alleging Fraud
  • Wells Fargo Pays $79M to Settle Class Action Over Forfeiture of Deferred Compensation Brought by Ex-Financial Advisors
  • Peter Ianace, Formerly of Wells Fargo, Barred by FINRA For Refusing to Cooperate with Investigation