Rivera allegedly recommended unsuitable investments to an elderly couple which resulted in significant losses. Miguel Rivera Jr. (CRD#: 3060928) was registered as a broker with[...]
Westpark Capital
Bryan Mazliach, Formerly of Westpark Capital, Facing Allegations of Excessive and Unsuitable Trading
Mazliach was named in a FINRA complaint alleging that he committed misconduct. The Sonn Law Group is investigating allegations that Bryan Mazliach made excessive and[...]
Sloane allegedly recommended unsuitable investment strategies to retail customers. The Sonn Law Group is investigating allegations that Stephen Sloane recommended unsuitable investment strategies. If you[...]