William Nicholas Athas » News for Investors

William Nicholas Athas, Formerly of SW Financial, Named in Customer Dispute Alleging Unsuitable Trading and Breach of Fiduciary Duty

Jeffrey Sonn
Jan 21, 2022
Posted in Broker / Advisor Investigations

INVESTORS: Former SW Financial broker William Nicholas Athas is facing a pending customer dispute alleging unsuitable trading, common law fraud, churning, breach of contract, negligent[...]