Kozi, who had worked at 18 firms since 1987, has been suspended for two years. The Sonn Law Group is investigating allegations that Halil Kozi[...]
Windsor Street Capital
On September 7th, 2018, the Securities and Exchange Commission (SEC) charged Emil Botvinnik (CRD#: 4359481) and Jovannie Aquino (CRD#: 4876661) with securities fraud. The charges,[...]
On May 7th, 2018, the Financial Industry Regulatory Authority (FINRA) filed a complaint against Windsor Street Capital (CRD No. 34171), a brokerage firm that is[...]