Browse Investment Loss News Related to Brokers, Advisors, and Firms
Our primary blog addresses a wide spectrum of investor-related issues; this section focuses specifically on investment losses tied to brokers, advisors, and financial firms.
Investor Alert: National Healthcare Properties IPO Underperforms Market Expectations
National Healthcare Properties (formerly Healthcare Trust Inc.) made its long-awaited [...]
Investor Alert: UBS Advisor Igor Harlap and Alternative Investment Losses
Alternative Investment Losses-What Investors Should KnowRRecent disclosures involving UBS Financial [...]
Broker Investigation Alert: Yvette Barrera Named in $21 Million Dispute Involving Unregistered Securities and Investor Losses
Yvette Barrera, an investment adviser representative based in Texas, has [...]
Investor Alert: NextGenTech Fraud Allegations Highlight Risks in Pre-IPO Investment Schemes
Federal authorities have brought charges against an investment manager in [...]
Investor Alert: Uranium Finance Collapse and Indictment Highlight Crypto Platform Risks and Investor Exposure
The collapse of Uranium Finance, a decentralized finance (DeFi) platform, [...]
Broker Investigation Alert: James Pecoraro of Spartan Capital Faces FINRA Allegations of Churning and Excessive Trading
James Pecoraro, a broker associated with Spartan Capital Securities, LLC, [...]
Broker Investigation Alert: Michael Delafuente of Stifel Nicolaus Faces Investor Complaints and Suitability Concerns
Michael Delafuente, a financial advisor associated with Stifel, Nicolaus & [...]
Broker Investigation Alert: James Pecoraro of Spartan Capital Faces FINRA Churning and Fraud Allegations
What Happened James Pecoraro, a broker associated with Spartan Capital [...]
Broker Investigation Alert: Eijroghene Okuma Guilty Plea Highlights Severe Elder Financial Exploitation Risks
What Happened Eijroghene Okuma, a former financial advisor associated with [...]
