Browse Investment Loss News Related to Brokers, Advisors, and Firms
Our primary blog addresses a wide spectrum of investor-related issues; this section focuses specifically on investment losses tied to brokers, advisors, and financial firms.
Marc Korsch, Formerly of Arkadios Capital, Named in Multiple Customer Disputes Alleging Unsuitable Recommendations
Korsch is facing six pending customer disputes total. Marc Frederick [...]
William Edward Torriente Jr., Formerly of Comerica Securities, Named in Customer Dispute Seeking $500k
Torriente has two customer disputes currently pending against him. William [...]
Carl Damien Gill, Formerly of United Planners’ Financial Services of America, Facing Multiple Pending Customer Disputes
Gill is facing four pending customer disputes, all of which [...]
Paul Warren Vizanko, Formerly of Wells Fargo, Barred by FINRA Following Refusal to Respond to Information Request
Vizanko is also facing a pending customer dispute alleging misappropriation [...]
Jeffrey Alan Kiensnoski, Broker with Concorde Investment Services, Named in Customer Dispute Seeking $1M in Damages
Kiensnoski currently has three customer disputes pending against him. Jeffrey [...]
James Seijas, Formerly of Wells Fargo, Accused of Defrauding Investors in Alleged Ponzi Scheme
Last Updated: November 8, 2021 UPDATE: On November 2, 2021 [...]
Sarah Komischke, Broker with Cetera Investment Services, Named in Customer Dispute Seeking $500k in Damages
Komischke is accused of recommending unsuitable investments. Sarah Komischke (CRD#: [...]
NJ Financial Advisor Kenneth Welsh Accused of Fleecing Clients of $2.86M
Last Updated: October 28, 2021 INVESTORS: The U.S. Attorney’s Office [...]
Kevin Anthony Butler, Broker with Morgan Stanley, Named in Customer Dispute Seeking $1.5M in Damages
Butler is accused of negligence and erroneous trading, among other [...]
