Alan Appelbaum, Broker for Aegis Capital, Involved in Multiple Customer Disputes Alleging Unsuitability

Alan Appelbaum was named in a dispute seeking $1.8 million in damages for alleged unsuitable investment recommendations.

The Sonn Law Group is investigating allegations that Alan Appelbaum made unsuitable recommendations. Under FINRA Rules, brokerage firms are liable for their brokers’ misconduct or negligence and investors may be able to their investment through FINRA arbitration. Contact Sonn Law Group today or call us at 866–827–3202 for a free consultation.

Alan Appelbaum (CRD#: 500336) is currently involved in several customer disputes, many of which are based on allegations that he made unsuitable investment recommendations. Appelbaum has 12 disclosures over his 43-year career.

Jeffrey R. Sonn is an experienced investor losses attorney. If you suffered losses because a financial professional committed acts in violation of FINRA Rules, Mr. Sonn will protect your rights and interests. Please do not hesitate to contact the Sonn Law Group today for a free review of your claim.