Benjamin Lowder Jr., Formerly of MSI Financial Services, Inc., Barred by FINRA after Refusing to Appear for Testimony

Benjamin Lowder Jr. was under investigation by FINRA after it learned of investor-related civil lawsuits alleging unfair and deceptive trade practices.

The Sonn Law Group is investigating allegations that Benjamin Lowder Jr. engaged in unfair and deceptive trade practices. Under FINRA Rules, brokerage firms are liable for their brokers’ misconduct or negligence and investors may be able to their investment through FINRA arbitration. Contact Sonn Law Group today or call us at 866–827–3202 for a free consultation.

On October 3, 2019, Benjamin Lowder Jr. (CRD#:3014106) consented to being barred from association with any FINRA member firm by failing to appear for testimony regarding a FINRA investigation, in violation of FINRA Rules 8210 and 2010.

FINRA initiated an investigation into Lowder following disclosure of seven customer complaints against him between April 2018 and July 2019. All of the disputes are currently pending.

All of the claimants are alleging that Lowder engaged in unfair and deceptive trade practices and state securities fraud regarding the recommendation of private securities. All of the former clients are seeking $25,000 in damages.

Prior to his employment with MSI Financial Services, Lowder was employed by Metropolitan Life Insurance Company from 2000 until 2007, and Jefferson Pilot Securities Corporation from 1998 until 2000.

Jeffrey R. Sonn is an experienced investor losses attorney. If you suffered losses because a financial professional committed acts in violation of FINRA Rules, Mr. Sonn will protect your rights and interests. Please do not hesitate to contact the Sonn Law Group today for a free review of your claim.


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