Candice Montie, Broker with Moloney Securities, Suspended by FINRA Following Allegations She Participated in Private Securities Transactions Without Approval

Montie is suspended from the securities industry for a period of three months.

candice-montie-suspended-following-allegationsCandice Montie (CRD#: 4726799) is registered as a broker with Moloney Securities, where she has been employed since 2013. Previously, Montie was registered as a broker with IFS Securities from May 2013 until December 2013.

Montie has one disclosure on her BrokerCheck report.

March 2021 Regulatory Judgment

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The Sonn Law Group is currently investigating allegations surrounding Candice Montie. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.