Kozucali is accused of referring a customer to an independent, third-party investment advisor.
Cenk Kozulcali (CRD: 4961795) is registered as a broker and investment adviser with Charles Schwab where he has been since 2018. Kozulcali was previously registered as a broker with Fidelity Brokerage Services from 2015 until 2018.
Kozucali has one disclosure on his BrokerCheck report.
December 2020 Customer Dispute
- Status: Pending
- Allegations: The client alleges that in March 2019, the representative referred the client to an independent, third-party investment advisor and that the investment advisor employed investment strategies which were inconsistent with the client’s investment goals and objectives.
- Damage Amount Requested: $780,377.15
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The Sonn Law Group is currently investigating allegations surrounding Cenk Kozulcali. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.
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