Frederick Stow, Formerly of Raymond James & Associates, Discharged Following Allegations of Client Fund Misappropriation

Frederick Stow was terminated from his position in May 2019 following accusations that he misappropriated funds from customer accounts.

The Sonn Law Group is investigating allegations that Frederick Stow misappropriated funds. Under FINRA Rules, brokerage firms are liable for their brokers’ misconduct or negligence and investors may be able to their investment through FINRA arbitration. Contact Sonn Law Group today or call us at 866–827–3202 for a free consultation.

Frederick Stow (CRD#:864436) was a registered broker for Raymond James & Associates, Inc. in Franklin, Tennessee from September 2013 until his termination in June 2019. According to his BrokerCheck report, he was discharged for misappropriating funds from customer accounts.

Following his termination, Stow was named in two customer disputes, both of which are still pending. The first alleged that Stow misappropriated funds from a client’s account between September 2013 and May 2019. The claimant is seeking $911,500 in damages. The second claimant alleged breach of fiduciary duty, conversion, unjust enrichment, tortious interference with a contract, tortious interference with business relationships and a constructive trust. This claimant is also seeking $911,500 in damages.

Prior to his employment with Raymond James & Associates, Stow was employed at the following firms:

• Wells Fargo Advisors (2010–2013)
• SunTrust Investment Services (2005–2010)
• Robert W. Baird & Co. (2000–2005)
• SunTrust Equitable Securities (1989–2000)
• Merrill Lynch (1979–1989)

Stow has no other disclosures on his BrokerCheck report.

Jeffrey R. Sonn is an experienced investor losses attorney. If you suffered losses because a financial professional committed acts in violation of FINRA Rules, Mr. Sonn will protect your rights and interests. Please do not hesitate to contact the Sonn Law Group today for a free review of your claim.