Gary Max Bowman, Broker with SagePoint Financial, Suspended for 3 Months Following Allegations of Unsuitable Investment Recommendations

Bowman’s unsuitable recommendations allegedly caused his customers to incur unnecessary sales charges.

gary-max-bowman-unsuitable-investment-recommendationsGary Max Bowman (CRD#: 2035699) is registered as a broker and investment adviser with SagePoint Financial, where he has been employed since 2013. Previously, Bowman was registered as a broker and investment adviser with Arque Capital from 2008 until 2013.

Bowman has one disclosure on his BrokerCheck report. 

July 2021 Regulatory Judgment

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